✦PLANNED COMPLIANCE FRAMEWORK
A considered approach.
At every step.
Our intended framework puts the understanding of businesses, counterparties and transactions at the centre of the future operating model.
Pre-operational · Services are not currently availableKnow the company.
Know who stands behind it.
Our planned onboarding process will establish the identity of each corporate client, its ownership structure, beneficial owners and authorised representatives.
The framework is intended to consider the business model, economic purpose of the relationship and source of funds, with enhanced due diligence where appropriate.
A considered view
of every counterparty.
Sanctions and politically exposed person screening are planned to form part of onboarding and ongoing monitoring, alongside relevant adverse-media checks.
Potential matches and higher-risk circumstances would be reviewed under documented escalation and decision-making procedures.
Understand the wallet.
Trace the context.
We plan to use blockchain analytics to assess incoming and outgoing wallet addresses, transaction exposure and consistency with a client’s approved profile.
The intended approach includes wallet verification, risk thresholds and review of exposure to potentially illicit activity before execution.
Asset movement.
Accompanied by context.
Our planned Travel Rule processes will address the collection, verification and secure exchange of required originator and beneficiary information for applicable transfers.
Secure handling of this information is intended to support a consistent compliance record throughout the transfer.
Clear responsibilities.
A traceable process.
Our intended control model includes separate preparation and approval steps for sensitive operations, role-based access and documented transaction decisions.
Records, transaction histories and reconciliation processes are planned to support oversight, investigation and the applicable record-keeping obligations.
Project status. No services are currently provided. Services will commence only after the necessary regulatory status has been obtained.